Danny Gozman

Assistant Professor at Henley Business School at the University of Reading

Dr. Daniel Gozman BSc, MSc, PG Cert HE, MBCS, PhD. is a Lecturer at Henley Business School at the University of Reading. Since 2009, he has focused on understanding how Governance, Risk and Compliance (GRC) activities are underpinned by technology with a specific focus on the intersection between regulatory change, information systems and capital markets. He is a member of the LSE Outsourcing Unit. Recent work is funded by the SWIFT Institute and Horizon 2020. Prior to academia, Daniel worked for a global management consultancy and a big four accounting firm consulting on projects within the financial services industry.

RESEARCH PAPERS

Accounting Information Systems as Institutional Carriers: A Case Study of Regulatory Compliance in UK Asset Management Houses2011, The 19th European Conference for Information Systems, Aalto University, Helsinki.

Building Post Crisis Watchtowers: Investment Management Systems and New Institutional Logics for Regulatory Compliance2013, International Conference on Information Systems (ICIS) Milan.

Case Study of the Equity Crowdfunding Landscape in London: An Entrepreneurial and Regulatory Perspective2016, FIRES Horizon.

Challenged Regulatory Realms: FinTech and the boundaries of financial, communications and digital regulatory authority2016, The Fourth International Cashless Society Roundtable (ICSR) in Copenhagen.

Crocodiles in the Regulatory Swamp: Navigating the Dangers of Outsourcing, SaaS and Shadow IT2015, International Conference on Information Systems (ICIS) Dallas Fort Worth.

E-Government for the Economic Crisis2011, European Journal of ePractice.

From Free Markets to Logics of Intense Supervision: Dynamics of Institutional Trust, Technology and Regulatory Controls2013, International Conference on the Outsourcing of Information Services 2013 Mannheim, Germany.

Institutional Pressures On Financial Services Firms: The Role of Information Systems in Regulatory Compliance2014, 8th Mediterranean Conference on Information Systems, Verona Italy.

IS Capabilities for Supporting Post Crisis Regulatory Compliance2013, UK AIS Conference 2013 Oxford.

Managing Governance, Risk and Compliance for Post-Crisis Regulatory Change: A Model Of IS Capabilities for Financial Organisations2015, 48th Hawaii International Conference on System Sciences, Hawaii, USA.

Shadow Boxing Clever, 2015, Professional Outsourcing.

The Post Crisis Outsourcing Relationship: Building Institutional Trust, Technology And Regulatory Controls2014, Information Systems Outsourcing: Towards Sustainable Business Value. Progress in IS.

The Rise of Shadow IT. – Threat or Opportunity?2015, Cloud World Forum Executive Summit 24th June, London Olympia.

The Role of Big Data in Governance: A Regulatory And Legal Perspective Of Analytics In Global Financial Services2015, Swift Institute Working Paper.

The Role of Investment Management Systems in Regulatory Compliance: A Post-Financial Crisis Study of Displacement Mechanisms2014, Journal of Information Technology.

The Role of Rules-Based Compliance Systems in the New EU Regulatory Landscape: Perspectives of Institutional Change And Agency2012, The 20th European Conference for Information Systems, ESADE, Barcelona.

Transforming the English NHS Using Information Technology: The Story So Far2011, 2nd Transforming Government Workshop, Brunel University, London.

RESEARCH FIELDS

RegTech, Identity, Transparency

KEYWORDS

Information Systems, Governance, Regulation, Financial Services

AFFILIATIONS

Henley Business School

Link to personal website